Commodity pool

Results: 289



#Item
211Finance / S&P GSCI / Stock market index / Commodity price index / Goldman Sachs / Futures contract / Commodity pool / Commodity market / Financial market / Financial economics / Investment / Commodity price indices

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2006-12-26 12:07:08
212Investment / Late-2000s financial crisis / Hedge fund / Commodity Futures Trading Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Investment Advisers Act / Financial adviser / Commodity pool / U.S. Securities and Exchange Commission / Financial economics / Commodities market / Finance

Microsoft Word - r9sk09_.DOC

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Source URL: www.sec.gov

Language: English - Date: 2011-04-13 10:17:44
213Commodities market / Funds / Financial services / Financial markets / Commodity pool / Commodity Futures Trading Commission / Futures contract / Hedge fund / Commodity market / Financial economics / Investment / Finance

S*-oS-u k ttU-z AlphaSimplex

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Source URL: www.sec.gov

Language: English - Date: 2011-06-17 12:15:35
214Financial services / Financial risk / Investment management / Collective investment scheme / Investment banking / Communications protocol / Hedge fund / Financial economics / Investment / Finance

The Open Protocol Consultation to SEC and ESMA SEC: Reporting by Investment Advisers to Private Funds and Certain Commodity Pool Operators and Commodity Trading Advisors on Form PF ESMA: Possible implementing measures o

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Source URL: www.sec.gov

Language: English - Date: 2011-10-06 15:55:14
215Finance / Commodity Futures Trading Commission / Commodity pool / Financial system / Commodity trading advisor / Futures contract / Commodities market / Financial economics / Commodity Pool Operator

Supplemental Questionnaire for CPOs (Self-Examination Questionnaire: For FCMs, FDMs, IBs, CPOs and CTAs)

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Source URL: www.nfa.futures.org

Language: English - Date: 2013-05-09 16:12:00
216Financial adviser / Dodd–Frank Wall Street Reform and Consumer Protection Act / Private equity / Investment Advisers Act / Commodity pool / Financial risk / Futures contract / Hedge fund / Private Equity Growth Capital Council / Financial economics / Finance / Investment

PDF Document

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Source URL: www.sec.gov

Language: English - Date: 2011-04-13 10:06:05
217Financial system / Commodity Pool Operator / Futures contract / National Futures Association / Commodity pool / Commodity Futures Trading Commission / Commodity Exchange Act / Foreign exchange market / Securities Act / Commodities market / Financial economics / Finance

Form 7-R (Firm Application) Template

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Source URL: www.nfa.futures.org

Language: English - Date: 2014-08-21 14:06:12
218Futures contract / Commodity pool / Securities regulation in the United States / Financial system / Finance / Commodity broker / Commodities market / Financial economics / Commodity Futures Trading Commission

Self-Examination Questionnaire for FCMs, FDMs, IBs, CPOs and CTAs

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Source URL: www.nfa.futures.org

Language: English - Date: 2012-10-08 17:35:40
219Financial system / Commodity Futures Trading Commission / National Futures Association / Futures contract / Commodity pool / Foreign exchange market / Electronic trading platform / Securities regulation in the United States / Commodity broker / Commodities market / Financial economics / Finance

DOC Document

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Source URL: www.nfa.futures.org

Language: English - Date: 2013-05-17 10:54:49
22076th United States Congress / Hedge fund / Amaranth Advisors / U.S. Securities and Exchange Commission / Commodity Futures Trading Commission / Investment Advisers Act / Commodity pool / Investment Company Act / Financial adviser / Financial economics / Investment / Finance

Microsoft Word - Amaranth comment letter S7[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2004-09-17 09:12:55
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